The sales manager of an investment firm accused of securities law violations relating to Amaya's 2014 acquisition of PokerStars owner Rational Group has agreed a settlement with the Ontario Securities Commission (OSC).
John David Rothstein has been banned from holding senior roles in the fund sector for two years and ordered to pay a CAD$11,000 settlement to the OSC.
Rothstein was one of three former employees of financial services firm Aston Hill Financial (AHF) alleged to have [...]
