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Canadian regulator agrees first settlement in Amaya insider trading probe

20th April 2017 6:43 am GMT

The sales manager of an investment firm accused of securities law violations relating to Amaya's 2014 acquisition of PokerStars owner Rational Group has agreed a settlement with the Ontario Securities Commission (OSC).

John David Rothstein has been banned from holding senior roles in the fund sector for two years and ordered to pay a CAD$11,000 settlement to the OSC.

Rothstein was one of three former employees of financial services firm Aston Hill Financial (AHF) alleged to have [...]

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